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Job Details

Audit Manager Equities

Company name
Robert Walters Plc

$80000 - $150000 per year + Me

San Francisco, CA

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Audit Manager, Equities


$80000 - $150000 per year Medical Dental Vision




Marco Maranzano



Date posted

December 20, 2017

7 Times Square

New York NY 10036

Robert Walters

An opportunity has arisen for a Audit Manager, Equities to join a professional services organisation based in Manhattan, NY. You will provides expertise, advice and counsel based on advanced business and/or audit experience to a complex business and/or across several business groups.

Key Responsibilities:

Provides leadership for projects and team activities

Proactively implements audit strategy for the sound application of risk based practices by defining audit scope, audit program, and review and test procedures

Exercises judgment and influences senior business managers and peers

Help business partners balance their business strategy with appropriate risk management controls

Contributes to the development, implementation and communication of Audit's missions, goals and strategies

Interacts with regulatory agencies, external consultants and other internal risk management groups

Key Requirements:

7 years experience in Equity Markets - including derivatives - within an Audit, Product Control, Middle Office, Risk Management, Trading or Compliance function

Good understanding of derivatives risk - including greeks, and valuation

Knowledge of Equity markets products, including high touch, electronic and derivatives trading activities, and prime brokerage, stock loan and other equity financing products and services

Familiarity with US equity markets exchanges/execution venues, clearing and settlement processes and market developments

Bachelors or Masters degree; CPA/CFA preferred.

If you are interested in this exciting opportunity please contact me or click to apply.

Get in touch

Marco Maranzano

1 212 704 9900

Company Profile
Robert Walters Plc is one of the world's largest specialist professional recruitment consultancies with 53 offices spanning 24 countries. We've helped thousands of professionals find permanent, contract and interim roles with leading global corporations, small to medium sized companies and innovative start ups. Our specialist recruitment focus includes: accountancy and finance, banking, engineering, operations, legal, IT, sales, marketing, procurement & logistics, HR and support/administration.

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