Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
Similar Jobs
Investment Grade Trader
Google, Inc.
Sunnyvale, CA
Apply Now >
Trading Analyst, Foreign Exchange
Google, Inc.
Sunnyvale, CA
Apply Now >
Trade Compliance Specialist
IT Job Pro
Newark, CA
Apply Now >
Global Trade Initiatives Manager
Varian Medical Systems, Inc.
Palo Alto, CA
Apply Now >
Research Associate - Capital Markets Innovation (2018-6341)
Fisher Investments
Woodside, CA
Apply Now >
View more jobs in San Jose, CA
View more jobs in California
View Similar Jobs

Job Details

Trading Specialist

Company name
Loring Ward International Ltd

Location
San Jose, CA

Apply for this job






2 hit(s)  

Profile

Job Purpose

Loring Ward is a financial services company dedicated to

helping independent financial advisors run better practices. The Advisor Services group works to enhance

the experience of financial advisors by providing clients with error-free

operations and superior customer service.

The Trading Specialist processes trade requests received

from financial advisors and serves as a liaison with our custodian

partners. The candidate is responsible

for ensuring accounts are traded in a timely and accurate manner. Duties often fluctuate with market volatility

and seasonal volumes, so flexibility and working well under pressure will be

critical to meet deadlines and ensure accurate trading.

Duties and Responsibilities



  • Rebalance client portfolios to maintain investment

    objectives and invest new deposits
  • Reconcile daily transactions and resolve discrepancies with

    our custodians of assets
  • Provide superior, friendly and knowledgeable service by

    telephone and e-mail with financial advisors
  • Effectively prioritize work to meet trade deadlines and service

    level agreements
  • Other duties will be

    assigned as needed




Qualifications

Experience



  • Must have at least 1-2 years of financial services

    experience, including telephone customer service experience.
  • Series 7 and 63 or 66 required. Series 24 a plus.
  • Experience working with RIAs and Independent Financial

    Advisors a plus.




Education/Training



  • College degree required.

    Three years of experience in financial services may be used in lieu of a

    college degree.
  • Equity and mutual fund trading experience and familiarity

    with Pershing, Charles Schwab Institutional, Fidelity Institutional, or TD

    Ameritrade Institutional a plus.




Knowledge,

Skills, and Abilities



  • Desire to take ownership and provide the best customer

    service in the industry
  • Energetic self-starter with an extremely positive, can-do

    attitude
  • Knowledge of financial terms
  • Strong organization skills with exceptional attention to

    detail
  • Pro-active with ability to think ahead and act independently
  • Must work well in a team environment, supporting others and

    filling in as necessary
  • Must be able to prioritize and switch tasks as needed
  • Comfortable with web-based applications




Working

Conditions



  • There is occasional weekend and late-night work required,

    specifically around high volume times such as the end of a quarter and tax

    season. This is a fast-paced environment

    requiring quick thinking and a constant desire to do our very best for the

    financial advisor.


Company info

Loring Ward International Ltd
Website : http://www.loringward.com

Company Profile
Loring Ward was founded with one simple, straight forward mission: to serve and support independent Advisors and their clients. We bring passion, commitment and dedication to every aspect of our business, whether it is serving as an Advisor’s complete back-office solution or helping Advisors build custom-tailored portfolios with better tools. Loring Ward has a long history of innovation, including being one of the first firms to partner with Dimensional Fund Advisors, one of America’s most respected institutional money managers. All our portfolios are built with funds from Dimensional and/or Loring Ward’s own fund family, the SA Funds - Investment Trust , which are sub-advised by Dimensional.

Similar Jobs:
Capital Markets Analyst
Location : Menlo Park, CA
Ready to join a team of talented travel technologists, digital marketers and fintech experts helping millions of travelers turn their travel dreams into reality? If so, read on and apply. UpLift operates at the intersection of tr...
Global Trade Initiatives Manager
Location : Palo Alto, CA
About Varian When you join Varian, you\u2019re joining an organization with nearly $3 billion in annual revenue, and more than 6,500 team members across more than 30 countries. You\u2019ll be backed by a culture that is centered...
Global Equity Compensation Manager
Location : San Jose, CA
Join us and make your impact on the future as our Global Equity Compensation Manager. Are you Equity Compensation Expert? Are you an innovative problem solver? Do you have a passion for driving change? Then let’s get your journey ...
I found a new job! Thanks for your help.
Thomas B - ,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
TradingCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
TradingCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 TradingCrossing - All rights reserved. 168