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Job Details

Sr. Regulatory Trade Advisor

Company name
Deutsche Bank AG, Frankfurt am Main

New York City, NY
15 hit(s)  


New York, NY, USA

Job Type:

Permanent, Full time


Deutsche Bank - US

Posted on:

14 Feb 18


The RPAG Trade Advisory team determines the regulatory treatment of complex transactions to ensure compliance with prudential regulatory reporting requirements. RPAGs transaction advice focuses on the risk-based capital, leverage ratio, liquidity coverage and net stable funding treatment of complex transactions at the level of Deutsche Bank Group under the EU Capital Requirements Regulation (CRR) and Deutsche Banks U.S. Intermediate Holding Company (IHC) under U.S. Basel III.

Position Specific Responsibilities and Accountabilities

The Senior Regulatory Trade Advisor in the Regulatory Policy & Advisory Group in New York will be responsible for the provision of regulatory advisory services to our businesses divisions as well as the correct and consistent application of U.S. Basel 3 regulations to individual transactions.

The focus of the work will be to:

Provide pre-execution regulatory advisory services to our businesses divisions, supporting the development of products and solutions for clients on business and transaction level

Advise our businesses on the structuring of complex transactions with a view to reaching sustainable outcomes, take the ultimate decision on their regulatory treatment and provide related capital consumption estimates

Provide regulatory sign-offs as part of the Finance approval process for new types of products and transactions

Monitor and assess changes to the EU and U.S. regulatory framework and communicate them to senior management, control functions and business divisions

Maintain ongoing interactions with business divisions, other Finance functions, Risk and Legal

Develop and provide education and training to businesses and control functions

Experience/ Exposure:

Previous relevant work experience in a similar role within a global universal or investment bank, audit or consultancy firm or with regulatory authorities

Knowledge of existing EU or U.S. banking regulations, especially in the area of risk-based capital, leverage, liquidity coverage and net stable funding requirements

Comprehensive experience with complex structured transactions and knowledge of all types of universal and investment banking products

An understanding of accounting rules and their relevance to the regulatory framework


The regulatory treatment of complex transactions requires a careful understanding and analysis of the transaction structure

Understanding the economic substance and purpose of a complex transaction

Analyze and conclude on the regulatory treatment of the transaction within RPAG's mandate

Document and explain the conclusions to stakeholders, including in business divisions, infrastructure functions and senior management

Identify related reputational risk aspects and escalate accordingly

Education/ Qualifications:

Degree educated at university/college level, ideally in business administration, law, finance or science

An expert in EU or U.S. Basel 3 regulatory requirements. This includes technical knowledge of the EU Capital Requirements Regulation (CRR) and the U.S. Basel III Final Rule as well as related regulations and regulatory pronouncements and interpretations

Experienced in communicating complex regulatory matters both verbally and in writing to internal and external stakeholders at senior levels

Excellent in analyzing and resolving complex regulatory issues in a timely and reliable manner

Able to express in writing opinions on complex regulatory matters

Structured, pro-active and resilient

Company Profile
Deutsche Bank is a leading global investment bank with a substantial private clients franchise. Its businesses are mutually reinforcing.A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets.

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